Compliance

Yes. One of our values ​​is transparency, so we always seek to understand their business aspirations first. Then we work to build a compliance strategy that identifies that and allows them to market their products without fear of…

According to a recent filing with the U.S. Securities and Exchange Commission, Daniel J. Baker, director of ACELYRIN, Inc. (NASDAQ:ACLY), sold one share of the company's common stock on July 17, 2024, for $6.86. The transaction was executed…

TORONTO (Reuters) - TD Bank's chief compliance officer has left the bank, according to an internal memo, as the Canadian lender faces U.S. regulators and the Justice Department in an investigation into its anti-money laundering program.…

BRUSSELS (Reuters) - The European Commission said on Friday it had asked Amazon.com Inc. to provide more information on the measures the U.S. e-commerce giant has taken to comply with its obligations under the Digital Services Act. "In…

Coinbase, the largest cryptocurrency exchange in the United States, has filed lawsuits against the Securities and Exchange Commission (SEC) and the Federal Deposit Insurance Corporation (FDIC) for not complying with…

The financial industry, famous for its slow pace of change, is about to see a bit of volatility. There's no need for hats or sticks, but rather a coordinated shift toward a new standard: ISO 20022. This seemingly innocuous…

From here the stent trade industry begins Finance Magnates Podcast From here the stent trade industry begins Finance Magnates Podcast From here the stent…

US federal prosecutors are investigating the financial dealings of Block, the company co-founded by Jack Dorsey, according to NBC News. Findings from internal documents reportedly point to compliance issues at Square and Cash App.…

In 2023, the crypto industry experienced a milestone, with major jurisdictions such as the EU and the UK tightening their regulatory frameworks. Duncan Ash, the Head of Strategy at blockchain protection firm Coincover, discussed the key…

The Southern District of New York announced that Irina Dilkinska was sentenced to four years in prison by US District Judge Edgardo Ramos for her involvement in the extensive OneCoin fraud scheme. Dilkinska served as…