Live Markets, Charts & Financial News
Browsing Tag

FINMA

FINMA Report Exposes Regulatory Gaps

In a report released today (Tuesday), the Swiss Financial Market Supervisory Authority (FINMA) has disclosed critical oversights in the supervision of Credit Suisse, citing failures in risk management, corporate governance, and risk…

Swiss FINMA Licensing Surge

The Swiss Financial Market Supervisory Authority (FINMA) has issued licenses to a substantial 950 portfolio managers and trustees. These licenses are the culmination of 1,749 license applications received by FINMA as of June 30, the…