Securities

In a recent ruling by US District Judge Jed Rakoff, the US Securities and Exchange Commission (SEC) emerged victorious in the Terraform Labs case, causing concern and unease within the cryptocurrency community over the…

The U.K. introduced regulation that enables the Financial Conduct Authority and the Bank of England to oversee a digital securities sandbox for testing tokenized securities and distributed ledger technology. Effective Jan. 8, this…

The United Kingdom Financial Services and Markets Act’s provisions on a digital securities sandbox are scheduled to come into force in January 2024 after being presented to Parliament.In a Dec. 18 publication, the U.K. government announced…

The Financial Industry Regulatory Authority (FINRA) has imposed a fine of $24 million against BofA Securities. This action is a consequence of the firm's alleged involvement in over 700 instances of spoofing and related supervisory failures…

ACY Securities, a leading global multi-asset CFD broker, marked its 13 year anniversary with a glamorous gala event that brought together valued clients, special guests, and the dedicated staff that has contributed to the company's…

Cardano co-founder Charles Hoskinson blasted U.S. regulators on Monday for labeling ADA and other cryptocurrencies as unregistered securities while giving bitcoin (BTC) a “complete pass” from the same level of scrutiny.…

Braemar Securities is in the spotlight after the National Futures Association (NFA) imposed a fine of $140,000 against the London-based broker. This penalty is in response to Braemar Securities' alleged failure to meet communication…

In the latest twist, Terraform Labs, a defunct crypto network, is accusing Citadel Securities of participating in intentional efforts to destabilize its stablecoin TerraUSD classic (USTC) in 2022, eventually leading to its…

tZERO Group announced today (Friday) the addition of investment banking business lines to its existing broker-dealer subsidiary platform, leading to its rebranding from tZERO ATS to tZERO Securities. According to the company, the brand…

The Comissão de Valores Mobiliários (CVM) of Brazil is planning to start a second regulatory sandbox program in 2024.Speaking at Rio Innovation Week on Oct. 4, the superintendent of institutional investor supervision with the CVM, Daniel…